# AI for Financial Advisors | ASIC RG 255 Aligned > AI Employee for Australian financial advisors: SOA drafting, client onboarding, fact find collation, review tracking. ASIC RG 255 aligned. Pilot programme. **Source:** https://agentive.au/ai-employee/use-cases/financial-advisors/ --- Pilot Programme · Limited Spots # AI Employee for Financial Advisors A dedicated AI Operation Engine that handles the workflow around your advice: client onboarding, fact-find collation, SOA drafting, review tracking. Single-tenant on AWS Sydney. ASIC RG 255 aligned. [Book a demo](/book/) [See pricing](/pricing/) ![A senior accountant reviewing a report](/img/photos/senior-reviewer-800.webp) 24 Australian practices run a dedicated AI with us - ![Data Insite logo](/logos/customers/data-insite.svg) - ![OmniChannel Consulting logo](/logos/customers/omnichannel-consulting.svg) - ![Yarrumdoc logo](/logos/customers/yarrumdoc.svg) - ![Edina Building Group logo](/logos/customers/edina-building-group.svg) - ![Divergent Strength Bookkeeping logo](/logos/customers/divergent-strength-bookkeeping.svg) - ![Emerald Wealth logo](/logos/customers/emerald-wealth.svg) - ![The Ad Market logo](/logos/customers/the-ad-market.svg) - ![AJ Stafford logo](/logos/customers/aj-stafford.svg) - ![IWP logo](/logos/customers/iwp.svg) - ![She Counts logo](/logos/customers/she-counts.svg) - ![Morton Bookkeeping logo](/logos/customers/morton-bookkeeping.webp) - ![Connected Business Solutions logo](/logos/customers/connected-business-solutions.svg) - ![Aventori logo](/logos/customers/aventori.svg) - ![Think Accountants logo](/logos/customers/think-accountants.svg) - ![Business Lynx logo](/logos/customers/business-lynx.svg) - ![Zenbook logo](/logos/customers/zenbook.svg) - ![Adbur Bookkeeping logo](/logos/customers/adbur-bookkeeping.webp) - ![KBAS Bookkeeping logo](/logos/customers/kbas-bookkeeping.svg) - ![Monitor Business logo](/logos/customers/monitor-business.svg) - ![Flex Your Finances logo](/logos/customers/flex-your-finances.webp) - ![Ventech logo](/logos/customers/ventech.webp) - ![Performance Advantage logo](/logos/customers/performance-advantage.svg) - ![Jenny de Lacy logo](/logos/customers/jenny-de-lacy.svg) - ![Aiders logo](/logos/customers/aiders.svg) - ![](/logos/customers/data-insite.svg) - ![](/logos/customers/omnichannel-consulting.svg) - ![](/logos/customers/yarrumdoc.svg) - ![](/logos/customers/edina-building-group.svg) - ![](/logos/customers/divergent-strength-bookkeeping.svg) - ![](/logos/customers/emerald-wealth.svg) - ![](/logos/customers/the-ad-market.svg) - ![](/logos/customers/aj-stafford.svg) - ![](/logos/customers/iwp.svg) - ![](/logos/customers/she-counts.svg) - ![](/logos/customers/morton-bookkeeping.webp) - ![](/logos/customers/connected-business-solutions.svg) - ![](/logos/customers/aventori.svg) - ![](/logos/customers/think-accountants.svg) - ![](/logos/customers/business-lynx.svg) - ![](/logos/customers/zenbook.svg) - ![](/logos/customers/adbur-bookkeeping.webp) - ![](/logos/customers/kbas-bookkeeping.svg) - ![](/logos/customers/monitor-business.svg) - ![](/logos/customers/flex-your-finances.webp) - ![](/logos/customers/ventech.webp) - ![](/logos/customers/performance-advantage.svg) - ![](/logos/customers/jenny-de-lacy.svg) - ![](/logos/customers/aiders.svg) ## What an Advisor's AI Employee Does - ### Client Onboarding Collects fact-find documents, verifies IDs, sets up portal access, and prepares the engagement file. Every step logged. - ### SOA Drafting Drafts Statements of Advice from your templates, populated from the fact find. Format, structure, consistency. You review and approve. - ### Annual Review Tracking Tracks ongoing fee arrangements, sends review reminders, prepares review packs, and flags clients overdue for engagement. - ### Compliance Filing Assembles compliance files, indexes documents to ASIC requirements, prepares audit-ready exports. ## Built Around the Regulatory Reality Personal financial advice is regulated. The AI does the workflow; the advisor does the advice. Every action is logged, attributable, and reversible. Aligned with ASIC RG 255 (digital advice) and APRA CPS 234 (information security). - ![](/img/photos/accountant-office-800.webp) ### ASIC RG 255 Workflows aligned with digital advice expectations. - ![](/img/photos/deadline-desk-800.webp) ### APRA CPS 234 Information security designed to APRA expectations. - ![](/img/photos/cash-flow-800.webp) ### Human Sign-Off No autonomous advice delivery. Ever. ![](/img/photos/bank-statement-1400.webp) ## Related Reading - [ ### The AI Employee Pillar Sovereignty, single-tenant architecture, finance industry roadmap. Learn more → ](/ai-employee/) - [ ### What Is an AI Employee? Category guide. How an AI Employee differs from ChatGPT and Copilot. Learn more → ](/blog/what-is-an-ai-employee/) - [ ### AI Employee for Accountants Currently live. Xero, BAS, multi-client, white-label reporting. Learn more → ](/ai-employee/use-cases/accountants/) - [ ### AI Employee for Auditors Sampling, working papers, evidence review. Early access. Learn more → ](/ai-employee/use-cases/auditors/) ![A bookkeeper working through client files at home](/img/photos/bookkeeper-home-800.webp) ## Apply for the Financial Adviser Pilot Be among the first Australian advice practices to deploy a sovereign, audit-ready AI Employee. [Book a Discovery Call →](/book/) ## Frequently asked questions ### What does an AI Employee do for a financial advice firm? + Your AI Employee handles the workflow around the advice: client onboarding paperwork, fact find collation, draft SOA preparation from your templates, fee disclosure tracking, ongoing review reminders, and compliance file packaging. The licensed advice itself stays with the licensed advisor. ### Is it ASIC RG 255 aligned? + Yes. Workflows are designed against ASIC RG 255 (digital advice) expectations: explicit human oversight, full audit trail, no autonomous advice delivery, scope-limited automation. Designed by a Data Governance specialist with deep ASIC and APRA exposure. ### Where is client data stored? + On a dedicated single-tenant server inside AWS Sydney. Client data is stored onshore under Australian law, is never used to train a shared model, and is fully audit logged. ### Can it draft Statements of Advice (SOA)? + Yes, in draft form using your firm's templates, your product list, and your style. Final SOA review and sign-off remain with the licensed advisor. The AI handles structuring, formatting, fact-find population, and consistency checking, not the advice itself. ### When is this available? + Financial adviser workflows are in pilot. Our core focus remains accounting and bookkeeping firms, and a limited number of Australian advice practices are running pilots on the platform. Foundation AI Employee features are available now. Book a call to apply for the pilot. ## Your books handled. Your team on advisory. See a dedicated AI code and reconcile a real Xero or MYOB file in 30 minutes. [Book a 30-minute demo](/book/) [See pricing](/pricing/) ![](/img/photos/practice-office-800.webp)